Terence K. Lui

Redwood Global Financials Income Fund operates as a closed-end investment fund. Its investment objectives are to provide unit holders with attractive tax-advantaged quarterly cash distributions; and return to unit holders the original issue price of the units upon termination of the fund. The company was founded on September 28, 2009 and is headquartered in Toronto, Canada.

Purpose Floating Rate Income Fund is a non-redeemable investment fund. Its investment objective is to provide tax-advantaged distributions consisting of returns of capital, preserve capital and generate increased returns on corporate loans. The company was founded on May 27, 2011 and is headquartered in Toronto, Canada.

U.S. Housing Recovery Fund is a closed-end Investment fund. It objectives are monthly distributions, and lower overall volatility of portfolio returns than would be experienced by owning securities of housing issuers. The company was founded on October 3, 2012 and is headquartered in Toronto, Canada.

Redwood Floating Rate Bond Fund is a non-redeemable investment fund, which engages in the provision of tax-advantaged monthly cash distributions consisting of returns of capital; preserve capital, and generate increased returns in the event that short-term interest rates rise above applicable LIBOR floors, in each case, through exposure to a diversified portfolio. The company was founded on February 26, 2013 and is headquartered in Toronto, Canada.

Founded in 2001 by the merger of Tuscarora Capital Inc. and Casurina Limited Partnership, Front Street Capital, Inc. (FSC) is a hedge fund manager located in Toronto, Ontario. They provide investment management services to institutional and individual Canadian investors. FSC also manages the Front Street family of mutual funds and a number of mutual funds for Canadian institutions. The firm also offers proprietary products to individual investors, all structured for maximum tax benefit and designed to meet the needs of current and emerging affluent investors.

Borden Ladner Gervais LLP provides legal services. It offers services in the areas of business law, litigation, and intellectual property. The company has offices in Calgary, Montreal, Ottawa, Toronto, Vancouver and Waterloo Regions. The company was founded in 2001 and is headquartered in Toronto, Canada.

Redwood Advantage Monthly Income Fund is a closed-end investment trust. It invests in a diversified portfolio of income producing securities that includes dividend paying equities and fixed income securities. The company was founded on February 15, 2006 and is headquartered in Toronto, Canada.

Redwood Energy Income Fund is a closed-end investment fund/investment trust. It is actively managing portfolio of oil and gas securities on a tax-advantaged basis. Its objectives are to achieve a high level of monthly distributions and the opportunity for capital appreciation by investing in a diversified portfolio of oil and gas investments, including oil-and-gas dividend-paying equities and convertible debt of oil and gas producers, energy service companies, and pipelines. The company was founded on March 17, 2005 and is headquartered in Toronto, Canada.

Redwood Monthly Income Fund is a closed-ended investment trust which engages in investing in income producing securities. Its portfolio includes income trusts, dividend paying common shares, convertible debt, preferred shares, and investment grade fixed income investments. The company was founded on October 25, 2001 and is headquartered in Toronto, Canada.