Paul Carroll

Paul Carroll

Presidente en Sententia LLC /Nj/ .

Perfil

Paul has over 30 years of experience in Financial Services environments.
This includes global margin lending practices; regulatory margin lending best practices; intra-departmental data process flows and global portfolio analysis & reporting tools.
Client coverage includes of regulated entities; hedge funds; institutions; private wealth and professional retail investors.
Paul has served as President of Credit & Margin Section-SIFMA, delegate of the FINRA 4210 committee and SEC/FINRA Portfolio Margin sub-committee.
His specialties include: Margin Lending standards, processes, compliance Portfolio Margin enhanced margin lending Proprietary & vendor based margin risk systems JBO/BD & market maker support models CFTC/SEC cross margin programs (CME/ICE/CFE/OCC) Brokerage operations procedures and risk management Asset transfer and cash processing controls and systems; central clearing counter parties; trade comparison and settlement; Prime brokerage middle office; trade order management

Cargos activos de Paul Carroll

EmpresasCargoInicio
Sententia LLC /Nj/ Presidente 01/12/2012
Consultor / Asesor -
Todos los cargos activos de Paul Carroll

Antiguos cargos conocidos de Paul Carroll.

EmpresasCargoFin
Consultor / Asesor 21/09/2016
THE GOLDMAN SACHS GROUP, INC. Inversor de Capital Privado 01/08/2011
Ver el detalle de la experiencia de Paul Carroll.

Experiencias
Funciones ocupadas

Activas

Inactivas

Empresas cotizadas

Empresas privadas

Ver el detalle de la experiencia de Paul Carroll.

Relaciones

100 +

Relaciones de 1er grado

4

Empresas vinculadas al 1er grado

Hombre

Mujer

Administradores

Ejecutivos

Consultar la red personal

Empresas relacionadas

Empresas cotizadas1
THE GOLDMAN SACHS GROUP, INC.

Finance

Empresas privadas3

Finance

Finance

Sententia LLC /Nj/

Ver las conexiones de la empresa
-40% Oferta por Tiempo Limitado: Nuestras suscripciones le guían hacia las mejores inversiones del mañana.
APROVÉCHELO AHORA